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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-11-03 |
| VA | RA | APPROVED | 2005-07-28 |
Branch Locations
1021 E Cary St [V2/V9-Rbo], Richmond, VA 23219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Richmond | VA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Richmond | VA | 11/2016 | Present |
NORFLEET BROTHERS LLC, INV RELATED, RICHMOND, VA, OWNER, START 1/2005, 0 HOURS PER MONTH, HOLDS RENTAL PROPERTY. RFN INVESTORS LLC, INV RELATED, RICHMOND, VA, 33% OWNERSHIP, START 10/11/2020, ZERO HOURS PER MONTH, FACILITATES VENTURE CAPITAL FUND. RENTAL PROPERTY, INV RELATED, RICHMOND, VA, 100% OWNERSHIP, START 11/16/2021, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING. RENTAL PROPERTY, INV RELATED, RICHMOND, VA, 100% OWNERSHIP, START 5/1/2022, 0 HRS PER MONTH, 0 HRS DURING TRADING, OWNER. RENTAL PROPERTY (STUART); RICHMOND, CA; 100% OWNERSHIP; START DATE 7/10/2023; 1 HR PER MONTH; 0 HRS DURING TRADING: DUTIES: OWNER. IRREVOCABLE LIFE INSURANCE TRUST - MOTHER; INV RELATED; RICHMOND,VA; TRUSTEE; START DATE: 11/20/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-08 |
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