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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-13 |
| CO | RA | APPROVED | 2015-02-03 |
Branch Locations
14100 N 83Rd Ave Workplace Benefits, Peoria, AZ 85381 • United States
10375 Park Meadows Dr, Lone Tree, CO 80124 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lone Tree | CO | 01/2015 | Present |
I*480763, Entity Type: PA, Name of OBA: Greenwood Village, Address: Greenwood Village, Colorado, 80111, Investment Related: N, Position, Title, Association: Commissioner, Employee State Date: 11/13/2024, No Hours: 6 Monthly, No Hours during Trading: 0 Monthly, Duties: Planning & Zoning Board
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-05-16 |
| S63 | Uniform Securities Agent State Law Examination | 2004-04-07 |
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