Douglas William Sockman

Employer firm

Cleveland Wealth, LLC CRD 282196

$507M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2018 → Present
  Cw Insurance, Llc
  Cleveland, OH
• 04/2016 → Present
  Cleveland Wealth, Llc
  Cleveland, OH

Previous Registrations

• 2003-02-25 → 2016-04-26
  Mml Investors Services, Llc
  Cleveland, OH
  Cleveland, OH
• 2003-04-17 → 2003-06-30
  Skylight Financial Services Llc
  Cleveland, OH

Other Businesses

NAME:DOUGLAS SOCKMAN, INV REL: Y ADDR: 2012 W. 25TH STREET, SUITE 900 CLEVELAND OH 44113 NATURE: LIFE, LTC, DI, FIXED ANNUITIES POSITION: SALES START: 2004 NO HR/MO: 8 NO HR/MO DUR TRADING: 8 (2)NAME: DOUGLAS W SOCKMAN INV REL: Y ADDR: 2967 WATERFALL WAY, WESTLAKE OH 44145 NATURE: RENTAL PROPERTY POSITION: OWNER START: 2000 NO HR/MO: 4 NO HR/MO DUR TRADING: 2 DOUGLAS SOCKMAN IS THE OWNER OF CW INSURANCE, LLC AS OF DECEMBER 2018. MR. SOCKMAN SPENDS 5 HOURS PER MONTH ON THESE ACTIVITIES.

Exams

• S63 Uniform Securities Agent State Law Examination
  2003-08-18

Designations

• Certified Financial Planner
• Chartered Financial Consultant