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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-04-17 |
| TX | RA | APPROVED_RES | 2018-05-22 |
| CA | RA | APPROVED | 2010-01-01 |
Branch Locations
600 West Broadway Suite 2800, San Diego, CA 92101 • United States
Rancho Santa Fe, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | San Diego | CA | 01/2010 | Present |
1) TOPGAN DRONES, LLC / PO BOX 7129 SAN DIEGO,CA 92067 / COMPANY / MANUFACTURE, DISTRIBUTE, SERVICE AND SUPPORT A FULL RANGE OF UNMANED ARIEL VEHICLE APPLICATIONS / PARTNER / START DATE 5/1/2014 /// 2) Name of business: Hakarat Ha Tov SL./ Address: Maldonado, 28Madrid Spain28006./ Investment Related: Yes./ Nature: Personal Holding Company for Real Estate Investment in Spain./ Role: Proprietor / owner./ Duty: This is a personal holding company for the purposes of holding personal real estate in Spain as described above. my role will be to make decisions on the assets held./ Start Date: 2/16/2024./ Time Required: No. /// 3) WealthEnV LLC, FLUnited States, Company, Education, Entity is a technology and media company whose sole business purpose is the development of a video game to teach financial literacy. It is still in the development phase and it is not involved in financial services, investment advice or the sale of financial products.,Other"I am neither a Member nor the Manager of this entity. I have no role within the Entity. The Entity is a Manager Managed LLC. The Entity does not have a Board of Directors. Per Florida law, In a manager-managed limited liability company, a matter relating to the activities and affairs of the company is decided exclusively by the manager, or if there is more than one manager, by the managers, except as expressly provided in this chapter. Section 605.0407 , Start date -3/29/2022 4) Svive Ventures LLC; Palm Beach Gardens, Fl; Information Technology; To invest in Education Technologies; Proprietor / owner; personal investment in Educational Technology start ups; Start date: 2/7/2025 5)Olam VaEd Enterprises, LLC , WY United States , Passive Investment Holding Company Entity functions strictly as a pass-through holding mechanism and a checkbook LLC for a self-directed Roth IRA. It exists solely to hold passive private investments and has no active commercial business operations, customers, or trade lines. , Administrative Manager/Shareholder Representative Olam VaEd Enterprises LLC operates strictly as a passive, pass-through checkbook holding entity owned 100% by my self-directed Roth IRA custodian (IRAR Trust Company). I am designated as the Administrative Manager solely to execute ministerial functions-such as signing capital deployment check requests or tax documents - required by the account custodian. Per Sec 8.1 of the entity's Operating Agreement, my activities are strictly capped at administrative investment oversight to remain fully compliant with Internal Revenue Code Section 4975. The entity has no commercial operations, external customers or trade line. I perform zero day to day commercial operations and have no operational business duties., Start date 10/7/2021 6)Eliossana Heritage Trust Sheridan WY United States The entity will be formed as a private trust under Wyoming law established exclusively to hold, fund, and oversee non-commercial cultural heritage preservation, academic research, and archaeological mapping initiatives for an ancient settlement site in Lucena, Spain. It does NOT nor will it engage in the following activities: commercial trade, market transactions, product sales, or financial services. Other Founder and Chairman This entity is currently unformed and pending regulatory pre-approval. Upon formation, my role as Founder and Chairman will be strictly limited to high-level administrative governance, presiding over organizational trust meetings, and signing foundation charter updates or bylaws. The position will be entirely uncompensated, non-salaried, and will hold zero commercial trade lines. I will perform zero day to day commercial operational management, nor will there be any customers of any kind. All planned activities will be non commercial of any kind and will be conducted entirely outside of standard market trading hours. Start date 06/09/2026
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-03 |
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