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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2013-10-31 |
Branch Locations
1288 N. Mountain Road, Ste B, Harrisburg, PA 17112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John W. Holler | Red Lion | PA | 01/1998 | Present |
| Lpl Financial Llc | Harrisburg | PA | 10/2013 | Present |
1. 10/30/2013 - Holler Financial Group - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 10/30/2013 - John Holler Tax Preparation - INV REL - Tax Prep/Accounting/CPA - 5% TIME SPENT - Tax Preparer
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-01-27 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-12 |
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