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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-31
  • TX RA
    APPROVED
    Since 2025-03-31

Branch Locations

Two Destiny Way, Westlake, TX 76262-8100 • United States

Weatherford, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Westlake TX 02/2018 04/2024
Fidelity Investments Westlake TX 04/2024 Present
Fidelity Investments Boston MA 03/2025 Present
Fidelity Brokerage Services, Inc. Dallas TX 02/1997 02/2018
  • 02/2018 → 04/2024
    Fidelity Brokerage Services Llc
    Westlake, TX
  • 04/2024 → Present
    Fidelity Investments
    Westlake, TX
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
  • 02/1997 → 02/2018
    Fidelity Brokerage Services, Inc.
    Dallas, TX
Previous Registrations
  • 2024-06-27 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Weatherford, TX
    Westlake, TX
  • 2006-03-07 → 2016-10-12
    Westlake, TX
    Westlake, TX
    Jacksonville, FL
Other Businesses

OBA-106506|OrgNmn:EcoScan Home Inspections LLC|Org Addr:Weatherfor,Texas,US|OBA Nature:Home Inspection|Invst Rel:N|Title:Sole Proprietor|Duties:Member and sole inspector responsible for executing inspections, documenting findings, and providing summaries of findings to the client and t|StrtDt:07-01-24|TotHrs/mon:16|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-13
S63 Uniform Securities Agent State Law Examination 1997-05-14
  • S66 Uniform Combined State Law Examination
    2024-06-13
  • S63 Uniform Securities Agent State Law Examination
    1997-05-14
Other Names
  • Jerry Loyd Smith
  • Jerry Smith

View on SEC IAPD

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