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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2003-05-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Arlington | TX | 05/2003 | Present |
| Bank Of America, N.A. | Southlake | TX | 05/2011 | Present |
I*79713 For profit or not for profit: Non-Profit Organization Name of outside business organization: Carry The Load Investment related: N Address of business Plano, Texas 75026 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 3/25/2015 Number of hours devoted: 15 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: 1. Ambassador for various speaking engagements. 2. 20 person Committee member that decides what non profits will be beneficiaries of any funds contributed to the organization.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-11 |
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