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Current Employers
Credit Union Investment Services

801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-09-11
  • NC RA
    APPROVED
    Since 2025-09-11

Branch Locations

11529 Lawyers Rd, Mint Hill, NC 28227 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 09/1999 03/2025
State Employees' Credit Union Mint Hill NC 07/2025 Present
Credit Union Investment Services Raleigh NC 07/2025 Present
Secu Brokerage Services Raleigh NC 07/2025 Present
Unemployed Charlotte NC 04/2025 06/2025
  • 09/1999 → 03/2025
    The Vanguard Group, Inc.
    Charlotte, NC
  • 07/2025 → Present
    State Employees' Credit Union
    Mint Hill, NC
  • 07/2025 → Present
    Raleigh, NC
  • 07/2025 → Present
    Secu Brokerage Services
    Raleigh, NC
  • 04/2025 → 06/2025
    Unemployed
    Charlotte, NC
Other Businesses

State Employees' Credit Union. Investment related business. Nature: financial services. OSJ office address: Raleigh, NC. Title: Financial Advisory Services Specialist. Start date 07/2025. Duties: provide financial services to eligible members and provide opportunities for members to improve their economic and social condition.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-09-11
S63 Uniform Securities Agent State Law Examination 1999-10-20
  • S65 Uniform Investment Adviser Law Examination
    2025-09-11
  • S63 Uniform Securities Agent State Law Examination
    1999-10-20
Other Names
  • Laurel Elizabeth Griffin

View on SEC IAPD

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