Troy James Richards

Employer firm

Arkadios Wealth Advisors CRD 288863

$8.79B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2005 → 06/2024
  Lpl Financial Llc
  Chalmette, LA
• 06/2024 → Present
  Arkadios Capital
  Atlanta, GA
• 06/2024 → Present
  Arkadios Wealth Advisors
  Atlanta, GA

Previous Registrations

• 2007-05-07 → 2024-06-25
  Lpl Financial Llc
  Mandeville, LA
  Chalmette, LA
  Slidell, LA
  Covington, LA
  Covington, LA
  Covington, LA
  Manderville, LA
  Slidell, LA
  Covington, LA
  Hammond, LA
  Covington, LA
  New Orleans, LA
  New Orleans, LA
  Harvey, LA
  Baton Rouge, LA
  Terrytown, LA
  Kenner, LA

Other Businesses

1. 1/5/2005 - DBA ONLY - GULF COAST INVESTMENT SERVICES, LLC 2. 2/3/2009 - DBA ONLY - GULF COAST WEALTH MANAGEMENT 3. 7/10/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date:06/20/2018 - 1 Hours Per Month/1 Hours During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2016-11-15
• S63 Uniform Securities Agent State Law Examination
  2002-08-08