Richard Joel Weisberg

Current Employers

Employment History

• 03/2008 → 01/2023
  Ubs Financial Services Inc.
  Naples, FL
• 01/2023 → Present
  Raymond James Financial Services, Inc.
  Naples, FL
• 01/2023 → Present
  Raymond James Financial Services Advisors, Inc.
  Naples, FL
• 01/2023 → Present
  Weisberg Wealth Management
  Naples, FL
• 01/2023 → Present
  Weisberg Wealth Management, Llc
  Naples, FL

Previous Registrations

• 2008-03-20 → 2023-01-13
  Ubs Financial Services Inc.
  Naples, FL
  Columbus, OH
  Columbus, OH
• 1997-09-11 → 2008-03-25
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Naples, FL
  Naples, FL

Other Businesses

(1)Name of Business: Address: 3983 Stonesthrow Ct, Naples, FL, 34109, United States Activity Type: Non profit Position/Title: Committee Member Investment Related: No Start Date: 05/25/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Commission for Mental Health and Substance Abuse - oversight of funding, how they are spending, and reporting and accountability (2)Name of Business: Address: 1100 8th Ave S. Apt B210, Naples, FL, 34102, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 05/01/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: We own a condo and boat slip. We are renting both.\nThe address is:\n1100 8th Ave S. Apt B210\nNaples, FL 34102\nWe own Boat slip #68 (3)Name of Business: David Lawrence Centers for Behavioral Health Address: 6075 Bathey Lane, Naples, FL, 34116, United States Activity Type: Non profit Position/Title: Committee Member Investment Related: Yes Start Date: 11/14/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: The President's Cabinet is a special affinity group of the DLC. The Cabinet's Trustees will be volunteer leaders from the community who have a strong commitment to the mission and future of DLC.\n \nPurpose \n\nThe purpose of the Cabinet is to assist the organization with development and implementation of strategies and programs related to fundraising, marketing/public relations, and community engagement, with a specific focus on executing any capital, comprehensive or endowment campaigns\n (4)Name of Business: Weisberg Wealth Management, LLC Address: 400 5th Ave S Ste 302, Naples, FL, 34102-6556, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/05/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Branch Owner

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-01-06
• S63 Uniform Securities Agent State Law Examination
  1997-09-19

Other Names

• Richard J Weisberg