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Matthew D Thomas

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL

Chandler, AZ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-12-02
CT RA APPROVED 2008-07-29
  • TX RA
    APPROVED_RES
    Since 2014-12-02
  • CT RA
    APPROVED
    Since 2008-07-29

Branch Locations

9000 Southside Blvd Workplace Benefits, Jacksonville, FL 32256 • United States

2565 W Chandler Blvd, Chandler, AZ 85224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Scottsdale AZ 03/2008 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-22
S63 Uniform Securities Agent State Law Examination 1997-05-08
  • S66 Uniform Combined State Law Examination
    2008-07-22
  • S63 Uniform Securities Agent State Law Examination
    1997-05-08
Other Names
  • Matthew David Thomas
  • Matt Thomas

View on SEC IAPD

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