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521 Fifth Avenue 15Th Floor, New York, NY 10175 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2021-01-06 |
Branch Locations
12435 Park Potomac Avenue Suite 500, Potomac, MD 20854 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Acorn Derivatives Management Corp. | White Plains | NY | 03/2003 | Present |
| Wealthspire Advisors | Potomac | MD | 09/2015 | Present |
NAME: ACORN DERIVATIVES MANAGEMENT CORPORATION INVESTMENT RELATED: YES ADDRESS: 50 MAIN STREET, WHITE PLAINS, NEW YORK 10606 NATURE OF BUSINESS: ADVISORY, DERAVITIVES MANAGEMENT POSITION: VICE PRESIDENT, PRINCIPLE DATE EMPLOYED: MARCH, 2003 HOURS/MONTH DEVOTED: 175 HOURS/MONTH DURING TRADING HOURS: 175 BRIEF DESCRIPTION: DEVELOPMENT AND MAINTENANCE OF DERIVIATIVES ORIENTED ADVISORY SERVICES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-23 |
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