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Inactive

Ryan Nelson Todd

Lake Street

Chicago, IL

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Current Employers
Lake Street

128 N. May Street Floor 2, Chicago, IL 60607 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-10-01
  • IL RA
    APPROVED
    Since 2020-10-01

Branch Locations

128 N. May Street Floor 2, Chicago, IL 60607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 05/2015 Present
Lake Street Financial, Llc Chicago IL 10/2020 Present
Bank Of America, N.A. Chicago IL 06/2015 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-06-30
S63 Uniform Securities Agent State Law Examination 1999-11-19
  • S65 Uniform Investment Adviser Law Examination
    2015-06-30
  • S63 Uniform Securities Agent State Law Examination
    1999-11-19
Other Names
  • Rt Todd

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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