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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-06-29 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Investment Services | St. Cloud | MN | 05/2011 | 02/2017 |
| Farmers National Bank | Canton | OH | 05/2013 | 02/2017 |
| Cetera Investment Advisers Llc | Canton | OH | 01/2014 | 02/2017 |
| Cetera Investment Services Llc | St. Cloud | MN | 03/2017 | 10/2021 |
| Cetera Investment Advisers | Boardman | OH | 03/2017 | 10/2021 |
| Tcf National Bank | Boardman | OH | 03/2017 | 10/2021 |
| The Huntington Investment Company | Columbus | OH | 10/2021 | 05/2022 |
| Cetera Wealth Services, Llc | El Segundo | CA | 08/2022 | Present |
| Cetera Advisors Llc | Greenwood Village | CO | 08/2022 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 08/2022 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 08/2022 | Present |
| Unemployed | Canfield | OH | 05/2022 | 08/2022 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1) NAME OF OTHER BUSINESS: MARINERS POINT CONDOMINIUMS; INVESTMENT RELATED: NO; ADDRESS: 6035 LAKE ROAD WEST ASHTABULA, OH 44004; NATURE OF BUSINESS: CONDOMINIUM ASSOCIATION; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: OVERSIGHT OF THE BUSINESS OPERATIONS OF THE ASSOCIATION;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-23 |
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