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Kenneth C Kondas

Cetera Investment Advisers LLC

Canfield, OH

CRD 2882129

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-06-29
  • OH RA
    APPROVED
    Since 2023-06-29

Branch Locations

Canfield, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Cetera Investment Services St. Cloud MN 05/2011 02/2017
Farmers National Bank Canton OH 05/2013 02/2017
Cetera Investment Advisers Llc Canton OH 01/2014 02/2017
Cetera Investment Services Llc St. Cloud MN 03/2017 10/2021
Cetera Investment Advisers Boardman OH 03/2017 10/2021
Tcf National Bank Boardman OH 03/2017 10/2021
The Huntington Investment Company Columbus OH 10/2021 05/2022
Cetera Wealth Services, Llc El Segundo CA 08/2022 Present
Cetera Advisors Llc Greenwood Village CO 08/2022 Present
Cetera Financial Specialists Llc Schaumburg IL 08/2022 Present
Cetera Investment Services Llc St Cloud MN 08/2022 Present
Unemployed Canfield OH 05/2022 08/2022
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 05/2011 → 02/2017
    Cetera Investment Services
    St. Cloud, MN
  • 05/2013 → 02/2017
    Farmers National Bank
    Canton, OH
  • 01/2014 → 02/2017
    Canton, OH
  • 03/2017 → 10/2021
    Cetera Investment Services Llc
    St. Cloud, MN
  • 03/2017 → 10/2021
    Cetera Investment Advisers
    Boardman, OH
  • 03/2017 → 10/2021
    Tcf National Bank
    Boardman, OH
  • 10/2021 → 05/2022
    Columbus, OH
  • 08/2022 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 08/2022 → Present
    Cetera Advisors Llc
    Greenwood Village, CO
  • 08/2022 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 08/2022 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 05/2022 → 08/2022
    Unemployed
    Canfield, OH
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2021-10-15 → 2022-05-27
    Canfield, OH
    Columbus, OH
    Canfield, OH
    Canfield, OH
  • 2017-03-14 → 2021-10-13
    Boardman, OH
  • 2014-01-21 → 2017-02-16
    Canton, OH
  • 2011-05-17 → 2014-01-21
    Cetera Investment Services Llc
    Youngstown, OH
    Canton, OH
    Youngstown, OH
    Canton, OH
  • 2008-04-09 → 2011-05-16
    Uvest Financial Services Group, Inc.
    Youngstown, OH
    Youngstown, OH
    Struthers, OH
    Youngstown, OH
    Youngstown, OH
    Youngstown, OH
Other Businesses

1) NAME OF OTHER BUSINESS: MARINERS POINT CONDOMINIUMS; INVESTMENT RELATED: NO; ADDRESS: 6035 LAKE ROAD WEST ASHTABULA, OH 44004; NATURE OF BUSINESS: CONDOMINIUM ASSOCIATION; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: OVERSIGHT OF THE BUSINESS OPERATIONS OF THE ASSOCIATION;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-04-27
S63 Uniform Securities Agent State Law Examination 1998-11-23
  • S65 Uniform Investment Adviser Law Examination
    2009-04-27
  • S63 Uniform Securities Agent State Law Examination
    1998-11-23
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant
Other Names
  • Ken Kondas
  • Kenneth C Kondas
  • Kenneth Charles Kondas

View on SEC IAPD

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