Soraya Batista-Garcia

Current Employers

Employment History

• 04/2016 → Present
  Bolton Global Capital
  Bolton, MA
• 04/2016 → Present
  Bolton Global Asset Management
  Bolton, MA

Previous Registrations

• 1997-07-02 → 2016-05-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Coral Gables, FL
  Coral Gables, FL

Other Businesses

1) Owner and Managing Partner of Batista Advisors LLC, Doing Business As Batista & Moreno Advisors. This entity is set up to operate securities and investment advisory businesses. Not investment related. Conducted from branch location. Minimal time spent on management duties of this LLC. 2) Investment Advisor Representative of Bolton Global Asset Management, doing business as either 'Batista & Moreno Advisors' OR 'PWA Family Office, LLC', and acting as Managing Partner or Managing Director, respectively. Provides investment advisory services. Began upon association with current firm. Represents full-time job. 3) Co-owner and 'Managing Director' of 'PWA Family Office, LLC'. This entity was set up to operate securities and investment advisory services as a Bolton Branch, but under a different DBA. Time spent is balanced with time managing Batista & Moreno Advisors, but represents full-time job. Conducted from same Branch location. Rep is contact person. 4) PWA Family Office is engaged in the 'PWA Family Office Advisor Support Program'. In this program, the PWA Branch office provides administrative support to other Bolton Representatives and IARs in exchange for a portion of the compensation they earn. As co-owner of PWA Family Office, Soraya will earn a portion of this compensation. This role is not directly investment related but includes investment services support. Soraya will not spend more than a few hours per month of this activity. Conducted from Branch location.

Exams

• S66 Uniform Combined State Law Examination
  2008-03-01
• S63 Uniform Securities Agent State Law Examination
  1997-08-04

Other Names

• Soraya Batistagarcia