David Riebe

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2026-06-17
NC	RA	APPROVED	2026-06-17

NJ RA
APPROVED

Since 2026-06-17
NC RA
APPROVED

Since 2026-06-17

Branch Locations

Wilmington, NC • United States

2424 Route 34, Manasquan, NJ 08736 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Manasquan	NJ	06/2026	Present
Canaccord Genuity Inc	New York	NY	03/2012	08/2025
Unemployed	Wilmington	NC	08/2025	06/2026

06/2026 → Present

Lpl Financial

Manasquan, NJ
03/2012 → 08/2025

Canaccord Genuity Inc

New York, NY
08/2025 → 06/2026

Unemployed

Wilmington, NC

Other Businesses

1. 06/2026 - Harbor Lights Financial Group - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 6/17/2026

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-06-01
S63	Uniform Securities Agent State Law Examination	1997-09-22

S65 Uniform Investment Adviser Law Examination

2026-06-01
S63 Uniform Securities Agent State Law Examination

1997-09-22

Other Names

David Riebe

View on SEC IAPD