David Richard Milling

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2026-08-05
TX	RA	APPROVED	2026-08-05

IL RA
APPROVED

Since 2026-08-05
TX RA
APPROVED

Since 2026-08-05

Branch Locations

3330 Ginger Creek Dr Ste C, Springfield, IL 62711 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co Inc	Springfield	IL	07/2014	08/2026
Lpl Financial. Llc	Springfield	IL	08/2026	Present

07/2014 → 08/2026

Stifel Nicolaus & Co Inc

Springfield, IL
08/2026 → Present

Lpl Financial. Llc

Springfield, IL

Previous Registrations

2014-07-01 → 2026-08-12

Stifel, Nicolaus & Company, Incorporated

Springfield, IL
1998-04-12 → 2014-07-02

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Springfield, IL

Springfield, IL

Other Businesses

1. 08/2026 - Broadway Graham Wealth Partners - DBA for LPL Business (entity for LPL business) - Investment related - At Reported Business Location(s) - 160 Hrs/Mth - 120 Hrs During Trading - OBA start date: 8/5/2026 2. 08/2026 - David Milling - Non-Variable Insurance - Investment related - Springfield IL 62711 - 01 Hrs/Mth - 01 Hrs During Trading - OBA start date: 04/01/1997

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-07-11
S63	Uniform Securities Agent State Law Examination	1997-06-25

S65 Uniform Investment Adviser Law Examination

1997-07-11
S63 Uniform Securities Agent State Law Examination

1997-06-25

Other Names

David R Milling

View on SEC IAPD