Lloyd Jay Gold

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 08/2023
  Minnesota Life Insurance Company
  St Paul, MN
• 01/2014 → Present
  Allied Wealth Partners
  Uniondale, NY
• 01/2014 → 08/2023
  Securian Financial Services, Inc
  St Paul, MN
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Uniondale, NY
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2017-11-09 → 2023-08-10
  Securian Financial Services, Inc.
  Uniondale, NY
  St. Paul, MN

Other Businesses

ALLIED WEALTH PARTNERS POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2014 ADDRESS: , Uniondale NY , United States DESCRIPTION: Agent/Broker ATLANTIC BEACH ESTATES CIVIC ASSOCIATION POSITION: Advisory Board NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2019 ADDRESS: 1825 Ocean Blvd, Atlantic Beach NY 11509, United States DESCRIPTION: Basic volunteer duties for civic related matters in my home area. LLOYD GOLD POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 4 START DATE: 06/04/1997 ADDRESS: 50 Charles Lindbergh Blvd, Suite 420, Uniondale NY 11553, United States DESCRIPTION: I am the point person for sales and logistics of my book of business. These clients by and large are also investment and personal insurance clients. I have had this activity in place since i started in the Financial planning career

Exams

• S66 Uniform Combined State Law Examination
  2015-07-30
• S63 Uniform Securities Agent State Law Examination
  1997-04-23

Other Names

• Lloyd Jay Gold