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One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-08-07 |
| TX | RA | APPROVED_RES | 2017-06-07 |
| NJ | RA | APPROVED | 2017-06-02 |
Branch Locations
67 East Park Pl, Suite 850, Morristown, NJ 07960 • United States
One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Rockaway | NJ | 11/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Rockaway | NJ | 11/2016 | 06/2017 |
| Benjamin F. Edwards & Co. | Morristown | NJ | 06/2017 | Present |
(1) Northern Lights LLC., Aquatic Weed Harvesters - Denville, NJ - non investment-related, President/100% Owner and sole operator, Start Date: 8/01/2020, Duties: Aquatic Lake Weed management and removal, seasonal operation of lake weed harvesting boat, 20 hours per month, 0 hours during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-21 |
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