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278 Lafayette Road Suite 11, Portsmouth, NH 03801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2005-11-07 |
Branch Locations
278 Lafayette Road Suite 11, Portsmouth, NH 03801 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2005-07-22 |
Branch Locations
278 Lafayette Rd Ste 11 Bldg E, Portsmouth, NH 03801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Portsmouth | NH | 07/2005 | Present |
| Gulfstream Financial Group Llc | Portsmouth | NH | 08/2005 | Present |
1. 07/22/2005: DBA ONLY - GULFSTREAM FINANCIAL GROUP (GFG) - PORTSMOUTH, NH. 2. 11/21/2005: REGISTERED INVESTMENT ADVISOR - GULFSTREAM FINANCIAL GROUP, LLC - ALL - CLIENT'S SITUTATION WILL DICTATE BILLING ARRANGEMENT. - GULFSTREAM FINANCIAL GROUP, LLC (GFG) - 10% OF TIME - PORTSMOUTH, NH. 3. 4/12/2010: OTHER-COMMERCIAL FISHING - FULL CIRCLE FISHING - HARVEST AND SALE OF LOBSTERS. I HAVE A BOAT THAT I USE TO GO LOBSTER FISHING IN ON WEEKENDS. ANY LOBSTERS WE DON'T EAT, WE SELL TO LOCAL RESTAURANTS. - TIME SPENT 2%. 4. 11/2/2011: REAL ESTATE RENTAL - MCC REALTY OF PORTSMOUTH - REAL ESTATE HOLDING COMPANY FOR OUR CONDO. - 2% OF TIME - PORTSMOUTH, NH. 5. 7/8/2013: OTHER-TOWING COMPANY FOR TUG BOATS - MORAN TOWING - OCCASIONALLY FILL IN AS ENGINEER/DECKHAND FOR TUGBOATS. - TIME SPENT 1%. 6. 03/01/2016 * Piscataqua Savings Bank * For-Profit Board Member * NOT INV REL * AT REPORTED BUSINESS LOCATION(S) * START 05/01/2016 * 1 HR/MO NOT DURING SECS TRDG HRS. 7. 12/7/2018 - Moran Towing - Not Investment Related - Moran Towing of Portsmouth, 34 Ceres St., Portsmouth, NH, 03801 - Other-Towing Company for Tug Boats - Started 11/01/2018 - 10 Hours Per Month/4 Hours During Securities Trading - Engineer/Deckhand for tugboats. 8. 5/19/2021 - Gulfstream Financial Group LLC - DBA: (FP) Northeast Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 05/12/2021 - 80 Hours Per Month/4 Hours During Securities Trading - Provide Financial Plans for fixed fees.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-04-24 |
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