Rebecca Ayers Proske

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

Financial planning
Selection of other advisers
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2013-03-05

NJ RA
APPROVED

Since 2013-03-05

Branch Locations

3425 Route 9 Suite 101, Freehold, NJ 07728-3284 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Freehold	NJ	02/2013	Present
Proske Financial Management Company	Manalapan	NJ	12/2013	Present

02/2013 → Present

Charles Schwab & Co., Inc.

Freehold, NJ
12/2013 → Present

Proske Financial Management Company

Manalapan, NJ

Previous Registrations

2002-07-30 → 2012-11-19

Ameriprise Financial Services, Llc

Freehold, NJ

Freehold, NJ

Other Businesses

PROSKE FINANCIAL MANAGEMENT COMPANY, MANALAPAN, NEW JERSEY, NOT INVESTMENT RELATED, 12/17/2013, OWNER, PAY FOR OFFICE EXPENSES TO MAINTAIN THE FRANCHISE, LESS THAN 20 HOURS PER MONTH, 0 HOURS DURING SECURITIES TRADING HOURS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1997-06-02

S63 Uniform Securities Agent State Law Examination

1997-06-02

Other Names

Becky Hocko
Rebecca Ayres Hocko
Rebecca Ayres Mollica
Rebecca Ayres Hocko

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