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Michele Marie Romano

Ubs Financial Services Inc.

Charlotte, NC

Palm Beach Gardens, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-05-15
  • FL RA
    APPROVED
    Since 2026-05-15

Branch Locations

13024 Ballantyne Corporate Plaza Suite 650, Charlotte, NC 28277 • United States

Palm Beach Gardens, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Best In Town Physical Therapy West Palm Beach FL 03/2016 04/2018
Ubs Financial Services Inc. West Palm Beach FL 04/2010 Present
  • 03/2016 → 04/2018
    Best In Town Physical Therapy
    West Palm Beach, FL
  • 04/2010 → Present
    Ubs Financial Services Inc.
    West Palm Beach, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-02
S63 Uniform Securities Agent State Law Examination 1999-03-13
  • S66 Uniform Combined State Law Examination
    2026-02-02
  • S63 Uniform Securities Agent State Law Examination
    1999-03-13
Other Names
  • Anthony
  • Michele Marie Romano
  • Michele Marie Anthony

View on SEC IAPD

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