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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Couchbase | San Jose | CA | 12/2024 | 09/2025 |
| Cyera | New York | NY | 08/2023 | 12/2024 |
| Databricks, Inc | San Francisco | CA | 01/2018 | 08/2023 |
| Smartsheet | Bellvue | WA | 02/2017 | 12/2017 |
| Smartling | New York | NY | 01/2016 | 02/2017 |
| Lpl Financial | Ponte Vedra Beach | FL | 08/2025 | Present |
1- 12/2025 / O'Meara Financial Group / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-29 |
| S65 | Uniform Investment Adviser Law Examination | 1997-06-06 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-03 |
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