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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-08-17
  • NC RA
    APPROVED
    Since 2021-08-17

Branch Locations

4529 Sharon Road, Charlotte, NC 28211-3521 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Charlotte NC 07/2021 Present
Imc Financial Markets New York NY 08/2014 11/2020
New Jersey City University Jersey City NJ 01/2017 12/2020
Vanguard Charlotte NC 06/2021 07/2021
Unemployed Charlotte NC 12/2020 06/2021
Charles Schwab Bank, Ssb Charlotte NC 04/2025 Present
  • 07/2021 → Present
    Charlotte, NC
  • 08/2014 → 11/2020
    Imc Financial Markets
    New York, NY
  • 01/2017 → 12/2020
    New Jersey City University
    Jersey City, NJ
  • 06/2021 → 07/2021
    Vanguard
    Charlotte, NC
  • 12/2020 → 06/2021
    Unemployed
    Charlotte, NC
  • 04/2025 → Present
    Charles Schwab Bank, Ssb
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-17
S63 Uniform Securities Agent State Law Examination 2008-01-07
  • S66 Uniform Combined State Law Examination
    2021-08-17
  • S63 Uniform Securities Agent State Law Examination
    2008-01-07
Other Names
  • Michael Urizzo
  • Michael Christopher Urizzo

View on SEC IAPD

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