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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-03-11
IL RA APPROVED 2016-12-15
  • TX RA
    APPROVED
    Since 2019-03-11
  • IL RA
    APPROVED
    Since 2016-12-15

Branch Locations

100 Suppiger Lane, Highland, IL 62249 • United States

5720 W. Main Street, Belleville, IL 62226 • United States

Edwardsville, IL • United States

101 S Morrison, Collinsville, IL 62234 • United States

330 W Vandalia Street, Edwardsville, IL 62025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Benjamin F. Edwards & Co. Edwardsville IL 11/2016 11/2016
Raymond James Financial Services, Inc. Collinsville IL 12/2016 Present
The Bank Of Edwardsville Collinsville IL 12/2016 08/2019
Raymond James Financial Services Advisors Inc. Collinsville IL 12/2016 Present
Busey Bank Edwardsville IL 09/2019 07/2023
Busey Bank Edwardsville IL 09/2019 Present
Umb Scout Brokerage Kansas City MO 07/2000 11/2016
  • 11/2016 → 11/2016
    Benjamin F. Edwards & Co.
    Edwardsville, IL
  • 12/2016 → Present
    Raymond James Financial Services, Inc.
    Collinsville, IL
  • 12/2016 → 08/2019
    The Bank Of Edwardsville
    Collinsville, IL
  • 12/2016 → Present
    Collinsville, IL
  • 09/2019 → 07/2023
    Busey Bank
    Edwardsville, IL
  • 09/2019 → Present
    Busey Bank
    Edwardsville, IL
  • 07/2000 → 11/2016
    Umb Scout Brokerage
    Kansas City, MO
Previous Registrations
Other Businesses

(1) Name of Business: Busey Investment Services Address: 330 W Vandalia St, Edwardsville, IL, 62025, United States Activity Type: Support Company - Non Owner Position/Title: Officer - Vice President Investment Related: No Start Date: 09/02/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial planning for clients seeking investment advice (2) Name of Business: Main Street Community Center Address: 1003 N Main St, Edwardsville, IL, 62025, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member, Committee Member Investment Related: Yes Start Date: 07/12/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am a volunteer on the Finance Committee.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-15
S63 Uniform Securities Agent State Law Examination 1997-07-25
  • S65 Uniform Investment Adviser Law Examination
    1999-12-15
  • S63 Uniform Securities Agent State Law Examination
    1997-07-25
Designations
Other Names
  • Lisa A. Boeving
  • Lisa Ann Boeving
  • Lisa Ann Heckenberger

View on SEC IAPD

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