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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-03-11 |
| IL | RA | APPROVED | 2016-12-15 |
Branch Locations
100 Suppiger Lane, Highland, IL 62249 • United States
5720 W. Main Street, Belleville, IL 62226 • United States
Edwardsville, IL • United States
101 S Morrison, Collinsville, IL 62234 • United States
330 W Vandalia Street, Edwardsville, IL 62025 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Benjamin F. Edwards & Co. | Edwardsville | IL | 11/2016 | 11/2016 |
| Raymond James Financial Services, Inc. | Collinsville | IL | 12/2016 | Present |
| The Bank Of Edwardsville | Collinsville | IL | 12/2016 | 08/2019 |
| Raymond James Financial Services Advisors Inc. | Collinsville | IL | 12/2016 | Present |
| Busey Bank | Edwardsville | IL | 09/2019 | 07/2023 |
| Busey Bank | Edwardsville | IL | 09/2019 | Present |
| Umb Scout Brokerage | Kansas City | MO | 07/2000 | 11/2016 |
(1) Name of Business: Busey Investment Services Address: 330 W Vandalia St, Edwardsville, IL, 62025, United States Activity Type: Support Company - Non Owner Position/Title: Officer - Vice President Investment Related: No Start Date: 09/02/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial planning for clients seeking investment advice (2) Name of Business: Main Street Community Center Address: 1003 N Main St, Edwardsville, IL, 62025, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member, Committee Member Investment Related: Yes Start Date: 07/12/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am a volunteer on the Finance Committee.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-25 |
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