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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-06-17
WI RA APPROVED 1999-12-29
  • TX RA
    APPROVED
    Since 2021-06-17
  • WI RA
    APPROVED
    Since 1999-12-29

Branch Locations

N3989 Washington Ave Ste 3, Freedom, WI 54130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Securities Inc Kaukauna WI 04/1997 Present
Van De Hey Financial Services Inc Kaukauna WI 08/2004 02/2024
Principal Life Insurance Company Kaukauna WI 12/2014 Present
Farmstead Financial Freedom WI 02/2024 Present
  • 04/1997 → Present
    Kaukauna, WI
  • 08/2004 → 02/2024
    Van De Hey Financial Services Inc
    Kaukauna, WI
  • 12/2014 → Present
    Principal Life Insurance Company
    Kaukauna, WI
  • 02/2024 → Present
    Farmstead Financial
    Freedom, WI
Other Businesses

**VARIOUS CARRIERS, 01/1998, INSURANCE SALES. **GROUP BENEFITS THROUGH VAN DEHEY FINANCIAL. 03/2010, AGENT. **RRFV LLC POSITION: RRFV LLC Hunting Club NATURE: Investor (LLC, LP, REIT) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 ADDRESS: N191 Hank Drive, Appleton WI 54915, United States DESCRIPTION: I am member of LLC created by 11 members solely for the purpose of hunting. The LLC was disclosed earlier as private securities transaction. We manage 400 acres for the purpose of deer and turkey hunting. **PERSONAL RESIDENCE POSITION: Renting home NATURE: Real Estate Rental Income INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/15/2024 ADDRESS: N1792 Orchid Way, Greenville WI 54942, United States DESCRIPTION: Renting a room in personal residence to minor league baseball coach for $400 a month. expected to last until mid-September and could reoccur in following years.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-29
S63 Uniform Securities Agent State Law Examination 1997-05-29
  • S65 Uniform Investment Adviser Law Examination
    1999-12-29
  • S63 Uniform Securities Agent State Law Examination
    1997-05-29
Designations

View on SEC IAPD

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