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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-06-17 |
| WI | RA | APPROVED | 1999-12-29 |
Branch Locations
N3989 Washington Ave Ste 3, Freedom, WI 54130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Securities Inc | Kaukauna | WI | 04/1997 | Present |
| Van De Hey Financial Services Inc | Kaukauna | WI | 08/2004 | 02/2024 |
| Principal Life Insurance Company | Kaukauna | WI | 12/2014 | Present |
| Farmstead Financial | Freedom | WI | 02/2024 | Present |
**VARIOUS CARRIERS, 01/1998, INSURANCE SALES. **GROUP BENEFITS THROUGH VAN DEHEY FINANCIAL. 03/2010, AGENT. **RRFV LLC POSITION: RRFV LLC Hunting Club NATURE: Investor (LLC, LP, REIT) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 ADDRESS: N191 Hank Drive, Appleton WI 54915, United States DESCRIPTION: I am member of LLC created by 11 members solely for the purpose of hunting. The LLC was disclosed earlier as private securities transaction. We manage 400 acres for the purpose of deer and turkey hunting. **PERSONAL RESIDENCE POSITION: Renting home NATURE: Real Estate Rental Income INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/15/2024 ADDRESS: N1792 Orchid Way, Greenville WI 54942, United States DESCRIPTION: Renting a room in personal residence to minor league baseball coach for $400 a month. expected to last until mid-September and could reoccur in following years.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-29 |
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