Maureen E Evans

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2011-12-16
TX	RA	APPROVED	2011-12-16

MI RA
APPROVED

Since 2011-12-16
TX RA
APPROVED

Since 2011-12-16

Branch Locations

325 North Old Woodward Ave Suite 200, Birmingham, MI 48009 • United States

Roseville, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Troy	MI	12/2011	Present

12/2011 → Present

Ubs Financial Services Inc

Troy, MI

Previous Registrations

2011-04-01 → 2011-12-19

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Auburn Hills, MI
2009-10-14 → 2010-04-07

J.P. Morgan Securities Llc

Birmingham, MI

Troy, MI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-10-13
S65	Uniform Investment Adviser Law Examination	2003-01-15
S63	Uniform Securities Agent State Law Examination	1998-11-09

S66 Uniform Combined State Law Examination

2009-10-13
S65 Uniform Investment Adviser Law Examination

2003-01-15
S63 Uniform Securities Agent State Law Examination

1998-11-09

Other Names

Maureen Evans
Maureen E Lorin
Maureen Edith Lorin
Maureen E Lorin
Maureen Edith Evans

View on SEC IAPD