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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-04-23
WA RA APPROVED 2013-04-05
  • TX RA
    APPROVED_RES
    Since 2019-04-23
  • WA RA
    APPROVED
    Since 2013-04-05

Branch Locations

10400 Ne 4Th Street, Suite 2000, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Bellevue WA 04/2013 Present
  • 04/2013 → Present
    Stifel Nicolaus & Co Inc
    Bellevue, WA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-13
S63 Uniform Securities Agent State Law Examination 1998-05-28
  • S66 Uniform Combined State Law Examination
    2011-09-13
  • S63 Uniform Securities Agent State Law Examination
    1998-05-28
Other Names
  • Kari Ann Hansen

View on SEC IAPD

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