Katherine Marie Foreman

Employer firm

D.a. Davidson & Co. CRD 199

$41.8B regulatory AUM 1,050 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1996 → Present
  D.A. Davidson & Co.
  Kalispell, MT

Other Businesses

1) Freedom 400; non-investment related; Kalispell, MT; Non-profit; Board Member; starting 10/1/15; 2/hrs per month; no time during market trading hours; duties include helping with fundraising & budgeting counseling. 2) Norwex; non-investment related; Coppell, TX; Corporation for sale of environmentally friendly cleaning products; sales consultant; Starting 2/7/2019; 2 hr/mo; no time during securities trading hours; sale of the company's products.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-08-05
• S63 Uniform Securities Agent State Law Examination
  1998-10-09

Other Names

• Katie Foreman
• Katie Marie Forest
• Katherine Marie Forest