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Timothy Dale Friend

Schwab Wealth Advisory, Inc.

Indianapolis, IN

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2021-06-22
  • IN RA
    APPROVED
    Since 2021-06-22

Branch Locations

8332 Woodfield Crossing Blvd, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
R.D. Robinette & Associates, Inc. Anderson IN 06/2003 04/2021
Signator Investors, Inc. Anderson IN 05/2016 05/2021
Royal Alliance Associates, Inc. Anderson IN 11/2018 05/2021
Schwab Wealth Advisory Inc Indianapolis IN 05/2021 Present
Charles Schwab & Co., Inc. Indianapolis IN 05/2021 Present
  • 06/2003 → 04/2021
    R.D. Robinette & Associates, Inc.
    Anderson, IN
  • 05/2016 → 05/2021
    Signator Investors, Inc.
    Anderson, IN
  • 11/2018 → 05/2021
    Royal Alliance Associates, Inc.
    Anderson, IN
  • 05/2021 → Present
    Schwab Wealth Advisory Inc
    Indianapolis, IN
  • 05/2021 → Present
    Charles Schwab & Co., Inc.
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-22
S63 Uniform Securities Agent State Law Examination 2013-03-18
  • S66 Uniform Combined State Law Examination
    2021-06-22
  • S63 Uniform Securities Agent State Law Examination
    2013-03-18
Other Names
  • Tim Friend
  • Tim Dale Friend
  • Tim D Friend

View on SEC IAPD

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Other Offices

SANCTUARY ADVISORS, LLC · Indianapolis, IN
SANCTUARY ADVISORS, LLC · Indianapolis, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Indianapolis, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Indianapolis, IN
NORTHWEST FINANCIAL SERVICES INC · INDIANAPOLIS, IN
NORTHWEST FINANCIAL SERVICES INC · Indianapolis, IN
INVESTMENT ADVISORS OF INDIANAPOLIS INC · INDIANAPOLIS, IN
BAXTER CAPITAL MANAGEMENT INC · INDIANAPOLIS, IN

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