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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-09-09
FL RA APPROVED 1999-10-13
  • TX RA
    APPROVED_RES
    Since 2011-09-09
  • FL RA
    APPROVED
    Since 1999-10-13

Branch Locations

9110 Strada Pl Ste 6300 Bldg 6, Naples, FL 34108 • United States

Bonita Springs, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Naples FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Naples FL 11/2016 Present
Other Businesses

MILLENNIUM EXECUTIVES LLC, INVESTMENT RELATED, BONITA SPRINGS, FL, 99% OWNERSHIP, START DATE 5/6/2010, 2 HRS PER MONTH, 0 HRS DURING TRADING, DUTIES - MANAGER.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-06-13
S65 Uniform Investment Adviser Law Examination 1997-06-13
  • S63 Uniform Securities Agent State Law Examination
    1997-06-13
  • S65 Uniform Investment Adviser Law Examination
    1997-06-13
Other Names
  • Michele Novarro

View on SEC IAPD

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