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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-09-09 |
| FL | RA | APPROVED | 1999-10-13 |
Branch Locations
9110 Strada Pl Ste 6300 Bldg 6, Naples, FL 34108 • United States
Bonita Springs, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Naples | FL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Naples | FL | 11/2016 | Present |
MILLENNIUM EXECUTIVES LLC, INVESTMENT RELATED, BONITA SPRINGS, FL, 99% OWNERSHIP, START DATE 5/6/2010, 2 HRS PER MONTH, 0 HRS DURING TRADING, DUTIES - MANAGER.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-06-13 |
| S65 | Uniform Investment Adviser Law Examination | 1997-06-13 |
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