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Janet Lorraine Roberts

Wells Fargo Clearing Services, LLC

Florham Park, NJ

Ocean Grove, NJ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-22
NJ RA APPROVED 2008-10-28
  • TX RA
    APPROVED_RES
    Since 2025-07-22
  • NJ RA
    APPROVED
    Since 2008-10-28

Branch Locations

200 Campus Dr Ste 220, Florham Park, NJ 07932 • United States

Ocean Grove, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Florham Park NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Florham Park NJ 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-06-17
S65 Uniform Investment Adviser Law Examination 1997-06-11
  • S63 Uniform Securities Agent State Law Examination
    1997-06-17
  • S65 Uniform Investment Adviser Law Examination
    1997-06-11
Other Names
  • Janet Robertskleinelp
  • Janet Kleinelp

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
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