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Foster City, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-03-23 |
Branch Locations
Foster City, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Penserra Securities | Orinda | CA | 10/2016 | 08/2019 |
| Penserra Transition Management | Orinda | CA | 10/2016 | 08/2019 |
| Penserra Capital Management | Orinda | CA | 10/2016 | 08/2019 |
| Gamma Investing Llc | San Mateo | CA | 03/2021 | Present |
| Glg Consulting Services | Oakland | CA | 10/2019 | 03/2021 |
| Mack Logistics Inc. | Orinda | CA | 11/2020 | Present |
| Extended Travel | San Francisco | CA | 06/2016 | 09/2016 |
Mack Logistics; Non investment related; Orinda, CA; Outsourced logistics company, sole purpose outsourced logistics services to Fedex Ground; Partner/Treasurer; November 2020; 10 hours per month; 0 hours during trading hours; Duties - monthly investor meetings during non business hours, for role as Treasurer accounting services are outsourced.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-10-13 |
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