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Current Employers
William Joseph Capital Management, Inc.

210 Red Stone Hill Road Suite 5, Bristol, CT 06010 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2017-08-22
  • CT RA
    APPROVED
    Since 2017-08-22

Branch Locations

Bethel, CT • United States

210 Red Stone Hill Road Suite 5, Bristol, CT 06010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Advantage Capital Corporation Danbury CT 08/1998 08/2018
Health Insurance Quote Services, Inc.(Dba Hiqs) Bethel CT 01/1996 Present
William Joseph Capital Management Llc Bristol CT 08/2017 Present
  • 08/1998 → 08/2018
    Advantage Capital Corporation
    Danbury, CT
  • 01/1996 → Present
    Health Insurance Quote Services, Inc.(Dba Hiqs)
    Bethel, CT
  • 08/2017 → Present
    William Joseph Capital Management Llc
    Bristol, CT
Other Businesses

1) Health Insurance Quote Services, Inc.; not Investment Related : Yes; Bethel, CT 06801; Life and health insurance and Annuities; President; President and Owner; 1996-01-01; Hours devoted to business during trading hours : 150 2) AAA Retire, LLC. Owner; not investment-related. Educational and marketing only for insurance. No revenue or fees received. Started 2017. 7 hours per month, not during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-08-22
S63 Uniform Securities Agent State Law Examination 1997-05-07
  • S65 Uniform Investment Adviser Law Examination
    2017-08-22
  • S63 Uniform Securities Agent State Law Examination
    1997-05-07
Other Names
  • Joseph Knudsen

View on SEC IAPD

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