Yvonne Marie Cole

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → Present
  Morgan Stanley Smith Barney Llc
  Birmingham, MI
• 03/2016 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY

Previous Registrations

• 2012-10-01 → 2016-02-22
  J.P. Morgan Securities Llc
  Farmington Hills, MI
  Farmington Hills, MI
  Farmington, MI
• 2008-01-17 → 2012-10-01
  Chase Investment Services Corp.
  Chicago, IL
  Waterford, MI
  Farmington Hills, MI
  Farmington Hills, MI
  Farmington, MI

Exams

• S66 Uniform Combined State Law Examination
  2008-01-14
• S63 Uniform Securities Agent State Law Examination
  1997-09-12

Other Names

• Yvonne M. Cole
• Yvonne Marie Borys