Yvonne Marie Cole

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-06-02
MI	RA	APPROVED	2016-02-24

TX RA
APPROVED

Since 2022-06-02
MI RA
APPROVED

Since 2016-02-24

Branch Locations

35055 West Twelve Mile Road Suite 101, Farmington Hills, MI 48331 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Birmingham	MI	02/2016	Present
Morgan Stanley Private Bank, N.A.	New York	NY	03/2016	Present

02/2016 → Present

Morgan Stanley Smith Barney Llc

Birmingham, MI
03/2016 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2012-10-01 → 2016-02-22

J.P. Morgan Securities Llc

Farmington Hills, MI

Farmington Hills, MI

Farmington, MI
2008-01-17 → 2012-10-01

Chase Investment Services Corp.

Chicago, IL

Waterford, MI

Farmington Hills, MI

Farmington Hills, MI

Farmington, MI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-01-14
S63	Uniform Securities Agent State Law Examination	1997-09-12

S66 Uniform Combined State Law Examination

2008-01-14
S63 Uniform Securities Agent State Law Examination

1997-09-12

Other Names

Yvonne M. Cole
Yvonne Marie Borys

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

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