Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-10-17 |
| CA | RA | APPROVED | 2010-10-29 |
Branch Locations
90 South E St, Santa Rosa, CA 95404 • United States
800 E Colorado Blvd, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Santa Rosa | CA | 02/1997 | Present |
| Merrill Lynch, Pierce, Fenner & Smith, Inc. | Santa Rosa | CA | 09/2010 | Present |
I*518347 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Truckee, California, 96161 Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 10/1/2021 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 1 Duties: ,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-05 |
Reach out to this advisor