Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2017-11-29 |
Branch Locations
150 St Andrews Ct Ste 220, Mankato, MN 56001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Mankato | MN | 08/2000 | 11/2017 |
| T.D. Waterhouse Inst. Srvs | Mankato | MN | 08/2000 | Present |
| Lpl Financial Llc | Mankato | MN | 11/2017 | Present |
1. 11/29/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 7/26/2002 - 10 Hours Per Month / 10 Hours During Trading - BRAD D. DAVIS, (HEALTH & LIFE). 2. 11/29/2017 - DAVIS WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - OWNER - Start Date 12/13/2012.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-05-07 |
Reach out to this advisor