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Jennifer C Duggan

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rancho Santa Fe, CA

Rancho Santa Fe, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-05-27
TX RA APPROVED_RES 2014-08-04
CA RA APPROVED 2014-07-01
  • IL RA
    APPROVED
    Since 2026-05-27
  • TX RA
    APPROVED_RES
    Since 2014-08-04
  • CA RA
    APPROVED
    Since 2014-07-01

Branch Locations

6006 El Tordo Pwm, Rancho Santa Fe, CA 92067 • United States

6002 El Tordo, Rancho Santa Fe, CA 92067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bonsall CA 09/2013 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-06-30
S63 Uniform Securities Agent State Law Examination 2010-06-02
  • S65 Uniform Investment Adviser Law Examination
    2014-06-30
  • S63 Uniform Securities Agent State Law Examination
    2010-06-02
Other Names
  • Jennifer Carmel Regalado
  • Jennifer C Regalado
  • Jennifer Carmel Duggan

View on SEC IAPD

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MORGAN STANLEY · RANCHO SANTA FE, CA
MORGAN STANLEY · RANCHO SANTE FE, CA
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DARK HORSE ADVISORS LLC · Rancho Santa Fe, CA
LPL FINANCIAL LLC · RANCHO SANTA FE, CA
EAGLE STRATEGIES LLC · Rancho Santa Fe, CA
U.S. BANCORP ADVISORS, LLC · Rancho Santa Fe, CA

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