Mark D Hoover

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-01-19

TX RA
APPROVED

Since 2024-01-19

Branch Locations

Dallas, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Woodbury Financial Services, Inc	Dallas	TX	09/2000	01/2024
Osaic Wealth, Inc.	Richardson	TX	01/2024	Present

09/2000 → 01/2024

Woodbury Financial Services, Inc

Dallas, TX
01/2024 → Present

Osaic Wealth, Inc.

Richardson, TX

Previous Registrations

2005-05-03 → 2024-01-19

Woodbury Financial Services, Inc.

Richardson, TX

Dallas, TX

Dallas, TX

Richardson, TX

Other Businesses

1) MARK HOOVER/M.D. HOOVER & ASSOCIATES, INC. POSITION: President NATURE: PROPERTY TAX CONSULTING & INSURANCE (LIFE, DISABILITY & LTC) INVESTMENT RELATED: No NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 50 START DATE: 01/01/1984 ADDRESS: 8046 Copper Way, Dallas TX 75252, United States DESCRIPTION: PROPERTY TAX CONSULTING & INSURANCE (LIFE, DISABILITY & LTC)

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-04-11
S63	Uniform Securities Agent State Law Examination	2000-07-24

S65 Uniform Investment Adviser Law Examination

2005-04-11
S63 Uniform Securities Agent State Law Examination

2000-07-24

View on SEC IAPD