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Thomas Henry Alexa

Alexa Wealth Management, LLC

Deep River, CT

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Current Employers
Alexa Wealth Management, Llc

Deep River, CT • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-02-16
CT RA APPROVED 2019-06-03
  • FL RA
    APPROVED
    Since 2022-02-16
  • CT RA
    APPROVED
    Since 2019-06-03

Branch Locations

Deep River, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 11/2018 05/2019
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2018 05/2019
Ohanesian/Lecours, Inc. West Hartford CT 06/2009 12/2018
Alexa Wealth Management Llc West Hartford CT 05/2019 Present
Previous Registrations
Other Businesses

1) INDEPENDENT INSURANCE AGENT, DEEP RIVER, CT, 08/1997. VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-12/YR-0/TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-07-02
S63 Uniform Securities Agent State Law Examination 1997-06-20
  • S65 Uniform Investment Adviser Law Examination
    1997-07-02
  • S63 Uniform Securities Agent State Law Examination
    1997-06-20
Other Names
  • Tom Alexa
  • Thomas H Alexa

View on SEC IAPD

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