Eric Robert Listick

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → 05/2019
  Raymond James Financial Services, Inc.
  Cherry Hill, NJ
• 02/2013 → 05/2019
  Fulton Bank
  Cherry Hill, NJ
• 03/2014 → 05/2019
  Raymond James Financial Services Advisors Inc.
  Cherry Hill, NJ
• 03/2014 → 05/2019
  Fulton Financial Advisors
  Cherry Hill, NJ
• 02/2016 → 05/2019
  Specific Solutions
  Cherry Hill, NJ
• 05/2019 → Present
  Lpl Financial Llc
  Mount Laurel, NJ

Previous Registrations

• 2014-03-06 → 2019-06-03
  Raymond James Financial Services Advisors, Inc
  Cherry Hill, NJ
  Mt. Laurel, NJ
  Cherry Hill, NJ
• 2013-06-06 → 2014-03-03
  Pnc Wealth Management Llc
  Mt. Laurel, NJ
  Mount Laurel, NJ
  Marlton, NJ
  Mount Laurel, NJ
  Marlton, NJ
• 2009-01-12 → 2013-05-28
  Raymond James Financial Services Advisors, Inc
  Mount Laurel, NJ
  King Of Prussia, PA
• 2003-07-21 → 2009-01-12
  Raymond James Financial Services, Inc.
  Mount Laurel, NJ
  King Of Prussia, PA

Other Businesses

1)05/17/2019 - ERL Financial Group - Business Entity For Tax/Investment Purposes Only - inv rel - at reported business location(s) - start: 05/2002

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-07-05
• S63 Uniform Securities Agent State Law Examination
  1997-06-02