William West Thompson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Roanoke, VA
• 11/2016 → 11/2019
  Wells Fargo Clearing Services, Llc
  Roanoke, VA
• 11/2019 → 08/2021
  Cetera Advisor Networks
  El Segundo, CA
• 11/2019 → Present
  Valley Wealth Group, Inc
  Roanoke, VA
• 06/2011 → Present
  Bedlam Manor Farm
  Fairlawn, VA
• 08/2021 → Present
  Lpl Financial, Llc
  Roanoke, VA

Previous Registrations

• 2019-11-12 → 2021-08-27
  Cetera Wealth Services, Llc
  Roanoke, VA
• 2008-09-26 → 2019-11-18
  Wells Fargo Clearing Services, Llc
  Roanoke, VA
  Salem, VA
• 2004-03-05 → 2008-09-29
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Roanoke, VA
  Roanoke, VA
• 1999-12-21 → 2004-04-02
  Ubs Financial Services Inc.
  Roanoke, VA

Other Businesses

1) 8/2021 - DBA for LPL Business (entity for LPL business) - Valley Wealth Group - Inv. Related - Roanoke, VA - start date 8/2015 2) 8/2021 - Non-Variable Insurance - Valley Wealth Group - Inv. Related - Roanoke, VA - start date 5/2020 3) 8/2021- Bedlam Manor Farm LLC -Real Estate Rental(s)- owner - inv. related- Fairlawn, VA- start date 6/29/2011- 1hr/mth

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-06-20
• S63 Uniform Securities Agent State Law Examination
  1997-06-13

Designations

• Certified Financial Planner

Other Names

• Wes Thompson