Tracie Ann Shardez

Current Employers

Employment History

• 03/2013 → Present
  Lpl Financial, Llc
  Gridley, CA

Previous Registrations

• 2011-01-03 → 2013-03-18
  Wells Fargo Clearing Services, Llc
  Roseville, CA
  Santa Rosa, CA
  Oroville, CA
  Yuba City, CA
  Colusa, CA
  Yuba City, CA
  Gridley, CA
• 2010-07-26 → 2011-01-03
  Wells Fargo Investments, Llc
  Colusa, CA
  Yuba City, CA
  Yuba City, CA
• 2008-03-25 → 2010-07-26
  Bancwest Investment Services, Inc.
  Concord, CA
  Roseville, CA
  Woodland, CA
  Chico, CA
  Oroville, CA
  Gridley, CA

Other Businesses

1. 3/14/2013: Empowered Wealth Management Strategies - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 90%. 2. 4/16/2019 - No Business Name - Not Investment Related - Home Based - Other-Foster Care - Started 09/01/2017 - 480 Hours Per Month/0 Hours During Securities Trading - Temporary Foster Care. 3. 1/12/2021 - Shardez Family Farms - Not Investment Related - 6955 Oro Bangor Highway, Oroville Ca 95966 - Other-Farm - Owner - Started 10/21/2020 - 120 Hours Per Month/0 Hours During Securities Trading - Goat breeding & fiber production.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-03-24
• S63 Uniform Securities Agent State Law Examination
  1997-06-16

Other Names

• Tracie Ann Macpherson
• Tracie Ann Selberg
• Tracie Ann Sunitsch