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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-05-11 |
| NY | RA | APPROVED | 2026-05-11 |
Branch Locations
Louisville, KY • United States
1174 Veterans Memorial Hwy, Hauppauge, NY 11788 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lindemeyer Cpa, Llc | Crestwood | KY | 07/1998 | 11/2018 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2000 | 12/2024 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2005 | 12/2024 |
| Ameriprise Financial Services, Llc | Hauppauge | NY | 12/2024 | Present |
| Baldwin Cpas | Louisville | KY | 11/2018 | Present |
Business Ownership; Baldwin CPAs PLLC; Owner; Public CPA Firm; 713 W Main St, , Richmond, KY, 40475-1351; Not Investment-Related; 11/01/2018; 60 hours per month; 60 during trading hours. Fiduciary Activities; Trustee. Board of Directors; Hope Health Clinic Board; Board Chair; 1025 Sanibel Way #E, , LaGrange, KY, 40031; Not Investment-Related; 01/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-24 |
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