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Michael Vincent Mccormick

Cetera Investment Advisers LLC

Sun City, FL

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-07-08
TX RA APPROVED 2024-06-26
  • FL RA
    APPROVED
    Since 2024-07-08
  • TX RA
    APPROVED
    Since 2024-06-26

Branch Locations

1601 Rickenbacker Dr Ste 1, Sun City, FL 33573 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guggenheim Funds Distributors, Llc Chicago IL 10/2014 06/2018
Ameriprise Financial Services Inc Sun City Cetnter FL 06/2018 03/2020
Ameriprise Financial Services, Llc Sun City Center FL 03/2020 06/2024
Cetera Wealth Services, Llc El Segundo CA 06/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2024 Present
Southshore Wealth Management Sun City FL 06/2024 Present
  • 10/2014 → 06/2018
    Guggenheim Funds Distributors, Llc
    Chicago, IL
  • 06/2018 → 03/2020
    Ameriprise Financial Services Inc
    Sun City Cetnter, FL
  • 03/2020 → 06/2024
    Sun City Center, FL
  • 06/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2024 → Present
    Schaumburg, IL
  • 06/2024 → Present
    Southshore Wealth Management
    Sun City, FL
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: SOUTHSHORE WEALTH MANAGEMENT; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 6/2024, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-12-15
S63 Uniform Securities Agent State Law Examination 1997-05-01
  • S65 Uniform Investment Adviser Law Examination
    2004-12-15
  • S63 Uniform Securities Agent State Law Examination
    1997-05-01
Other Names
  • Michael Vincent Mccormick
  • Michael Mccormick

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