Michael Vincent Mccormick

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → 06/2018
  Guggenheim Funds Distributors, Llc
  Chicago, IL
• 06/2018 → 03/2020
  Ameriprise Financial Services Inc
  Sun City Cetnter, FL
• 03/2020 → 06/2024
  Ameriprise Financial Services, Llc
  Sun City Center, FL
• 06/2024 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 06/2024 → Present
  Southshore Wealth Management
  Sun City, FL

Previous Registrations

• 2018-06-06 → 2024-07-03
  Ameriprise Financial Services, Llc
  Sun City Center, FL
  Apollo Beach, FL
• 2014-10-13 → 2018-05-29
  Guggenheim Investments
  Appollo Beach, FL
  New York, NY
• 2010-01-22 → 2014-10-10
  Advisors Asset Management, Inc.
  Apollo Beach, FL
  Lithia, FL
  Charlotte, NC
• 2006-02-07 → 2010-01-19
  Van Kampen Advisors Inc
  Lithia, FL
• 2004-12-16 → 2006-01-26
  Morgan Stanley Dw Inc.
  New York, NY

Other Businesses

1. NAME OF OTHER BUSINESS: SOUTHSHORE WEALTH MANAGEMENT; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 6/2024, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-12-15
• S63 Uniform Securities Agent State Law Examination
  1997-05-01

Other Names

• Michael Vincent Mccormick
• Michael Mccormick