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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-07-08 |
| TX | RA | APPROVED | 2024-06-26 |
Branch Locations
1601 Rickenbacker Dr Ste 1, Sun City, FL 33573 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guggenheim Funds Distributors, Llc | Chicago | IL | 10/2014 | 06/2018 |
| Ameriprise Financial Services Inc | Sun City Cetnter | FL | 06/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Sun City Center | FL | 03/2020 | 06/2024 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2024 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2024 | Present |
| Southshore Wealth Management | Sun City | FL | 06/2024 | Present |
1. NAME OF OTHER BUSINESS: SOUTHSHORE WEALTH MANAGEMENT; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 6/2024, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-01 |
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