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William Walker Grooms

Morgan Stanley

Birmingham, AL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2022-05-16
TX RA APPROVED_RES 2022-05-16
  • AL RA
    APPROVED
    Since 2022-05-16
  • TX RA
    APPROVED_RES
    Since 2022-05-16

Branch Locations

740 Shades Creek Parkway, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Birmingham AL 02/1997 05/2022
Bank Of America, N.A. Birmingham AL 12/2009 05/2022
Morgan Stanley Smith Barney Llc Birmingham AL 05/2022 Present
Morgan Stanley Private Bank, N.A New York NY 07/2022 Present
  • 02/1997 → 05/2022
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Birmingham, AL
  • 12/2009 → 05/2022
    Bank Of America, N.A.
    Birmingham, AL
  • 05/2022 → Present
    Morgan Stanley Smith Barney Llc
    Birmingham, AL
  • 07/2022 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-05-23
S63 Uniform Securities Agent State Law Examination 1997-05-09
  • S65 Uniform Investment Adviser Law Examination
    1997-05-23
  • S63 Uniform Securities Agent State Law Examination
    1997-05-09
Designations
Other Names
  • William W Grooms

View on SEC IAPD

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