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111 West Houston Street, San Antonio, TX 78205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2025-01-03 |
| OH | RA | APPROVED | 2025-01-03 |
| NM | RA | APPROVED | 2022-10-27 |
| LA | RA | APPROVED | 2022-01-26 |
| TX | RA | APPROVED | 2022-01-25 |
Branch Locations
111 West Houston Street, San Antonio, TX 78205 • United States
5925 Kirby Dr., Houston, TX 77005 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Frost Brokerage Services | Houston | TX | 10/2003 | Present |
| Frost National Bank | San Antonio | TX | 09/2016 | 08/2019 |
| Frost Investment Services | Houston | TX | 01/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-28 |
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