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Current Employers
Frost Investment Services

111 West Houston Street, San Antonio, TX 78205 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-01-03
OH RA APPROVED 2025-01-03
NM RA APPROVED 2022-10-27
LA RA APPROVED 2022-01-26
TX RA APPROVED 2022-01-25
  • NV RA
    APPROVED
    Since 2025-01-03
  • OH RA
    APPROVED
    Since 2025-01-03
  • NM RA
    APPROVED
    Since 2022-10-27
  • LA RA
    APPROVED
    Since 2022-01-26
  • TX RA
    APPROVED
    Since 2022-01-25

Branch Locations

111 West Houston Street, San Antonio, TX 78205 • United States

5925 Kirby Dr., Houston, TX 77005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Frost Brokerage Services Houston TX 10/2003 Present
Frost National Bank San Antonio TX 09/2016 08/2019
Frost Investment Services Houston TX 01/2017 Present
  • 10/2003 → Present
    Frost Brokerage Services
    Houston, TX
  • 09/2016 → 08/2019
    Frost National Bank
    San Antonio, TX
  • 01/2017 → Present
    Houston, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-06-02
S63 Uniform Securities Agent State Law Examination 1997-05-28
  • S65 Uniform Investment Adviser Law Examination
    1997-06-02
  • S63 Uniform Securities Agent State Law Examination
    1997-05-28
Designations

View on SEC IAPD

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