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Trent Vernon Sanden

Ubs Financial Services Inc.

Piperton, TN

Seattle, WA

Bellevue, WA

North Bend, WA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-05-12
TX RA APPROVED_RES 2020-07-27
WA RA APPROVED 2001-09-21
AK RA APPROVED 1997-09-10
  • TN RA
    APPROVED
    Since 2026-05-12
  • TX RA
    APPROVED_RES
    Since 2020-07-27
  • WA RA
    APPROVED
    Since 2001-09-21
  • AK RA
    APPROVED
    Since 1997-09-10

Branch Locations

Piperton, TN • United States

925 Fourth Avenue 31St & 32Nd Floor, Seattle, WA 98104 • United States

225 108Th Avenue Ne Suite 800, Bellevue, WA 98004 • United States

North Bend, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Seattle WA 03/1997 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-06-11
S65 Uniform Investment Adviser Law Examination 1997-06-11
  • S63 Uniform Securities Agent State Law Examination
    1997-06-11
  • S65 Uniform Investment Adviser Law Examination
    1997-06-11

View on SEC IAPD

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JON R MCMILLAN
KLAUDIA OLIMPIA OLKOWSKI
SHAWN R MENEELY
ELLA M. APALISOK
ALISON TUBBS MANDI

Other Offices

CORIENT · Seattle, WA
UBS FINANCIAL SERVICES INC. · SEATTLE, WA
CORIENT · Seattle, WA
CORIENT · Seattle, WA
UBS FINANCIAL SERVICES INC. · SEATTLE, WA
UBS FINANCIAL SERVICES INC. · SEATTLE, WA
UBS FINANCIAL SERVICES INC. · Seattle, WA
ADAMS FINANCIAL CONCEPTS, LLC · SEATTLE, WA

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