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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-07-01
  • WI RA
    APPROVED
    Since 2026-07-01

Branch Locations

4321 N Ballard Rd, Appleton, WI 54919-0001 • United States

Appleton, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Appleton WI 07/2002 Present
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Other Businesses

NORWEX POSITION: Sales Consultant NATURE: I will be a sales consultant out of my home for Norwex. Norwex sells environmentally friendly cleaning supplies. Their mission is to improve the quality of life by radically reducing chemicals in our homes. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/16/2025 ADDRESS: N9161 N Coop Rd, Apt B, Appleton WI 54915, United States DESCRIPTION: Going to homes of the hostess and selling cleaning and health products, placing the orders and delivering the products to the hostess.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-13
S63 Uniform Securities Agent State Law Examination 1997-04-28
  • S66 Uniform Combined State Law Examination
    2009-01-13
  • S63 Uniform Securities Agent State Law Examination
    1997-04-28
Other Names
  • Tracy Lee Vantoll

View on SEC IAPD

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