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Current Employers
Sunbelt Securities, Inc.

2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-07-11
  • TX RA
    APPROVED
    Since 2012-07-11

Branch Locations

2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • UNITED STATES

2700 Post Oak Blvd Ste 1700, Houston, TX 77056 • United States

12740 Hillcrest Road Ste 285, Dallas, TX 75230 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Sunbelt Securities Inc Houston TX 06/2012 Present
Previous Registrations
  • 2007-12-07 → 2012-06-18
    Milkie/Ferguson Investments, Inc.
    Dallas, TX
    Dallas, TX
  • 2002-05-07 → 2007-12-10
    Comerica Securities
    Dallas, TX
    Dallas, TX
Other Businesses

TRINITY STATEGY PARTNERS (DBA) 12740 Hillcrest Road, Ste 210 , DALLAS, TX 75230. DBA UNDER SUNBELT SECURITIES INC. INVESTMENT RELATED. REGISTERED REPRESENTATIVE. START: 06/2012. 40 HOURS A WEEK, DURING TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-07-22
S63 Uniform Securities Agent State Law Examination 1997-04-16
  • S66 Uniform Combined State Law Examination
    2004-07-22
  • S63 Uniform Securities Agent State Law Examination
    1997-04-16

View on SEC IAPD

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